Roth Capital Partners is a global investment banking firm headquartered in Newport Beach, California, specializing in capital raising, merger and acquisition advisory, research coverage, trading, and investor conferences. Founded in 1984, the firm typically engages in various investment stages, including Series A, B, C, E, G, and post-IPO equity rounds. Roth Capital Partners serves a diverse clientele worldwide, leveraging its extensive expertise to support companies through different growth phases.
Notable portfolio companies include Celsius, DMC Global, Ocugen, Smule, and Revel Systems. Key decision-makers at Roth Capital Partners include CEO Sagar Sheth, President Aaron Gurewitz, and CFO Gordon Roth. The firm emphasizes a comprehensive investment philosophy that combines strategic advisory with robust financial services. Additionally, Roth Capital Partners offers unique value-add services such as investor conferences and detailed research coverage to enhance the growth and visibility of its portfolio companies.
Roth Capital Partners - Portfolio Snapshot
Portfolio activity breakdown across disclosed investments and stages
Top Investment Stages

Roth Capital Partners: A global investment banking firm specializing in capital raising, M&A advisory, and more.
Stage Mix
Concentration shown as share of disclosed investments by stage.

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