ACA Group

Learn how ACA AI services handle data, protect privacy, govern AI outputs, and support responsible AI use through transparent contractual safeguards.

Harness the power of ACA's RegTech platform, ComplianceAlpha, to optimize your regulatory compliance strategy, streamline processes, and enhance oversight.

Navigating the complexities of financial services is made easier with ACA Group's governance, risk, and compliance (GRC) advisory services. Contact us today.

Strengthen your compliance program with GRC solutions that include technology tools, advisory, and managed services. Request a strategy session today.

Explore ACA's resources on governance, risk, and compliance from industry experts and thought leaders. Stay updated with insights, events, and webinars.

SEC approved FINRA Rule 2210 amendments permit limited use of performance projections and targeted returns in broker-dealer communications.

Open Banking Resource Page The Open Banking Standard is slowly being adopted by banks and brokers across the world. Your experience with ComplianceAlpha® and the way the Employee Compliance solution links to your brokerage accounts is about to get easier! As of March 10, 2022, ACA enabled the first Open Banking connections, and additional connections […]

January 1, 2025 marked the full enforcement date for Bermuda’s Personal Information Protection Act (PIPA). The legislation, which establishes a robust framework for data privacy in Bermuda, will impact firms that operate or are headquartered in Bermuda, but may also affect firms tangentially associated with the country. Bermuda has a unique position in the global […]

Acquisition underscores ACA’s commitment to deliver technology-driven client solutions New York – April 14, 2025 — ACA Group (ACA), the leading governance, risk, and compliance (GRC) advisor in financial services, has acquired Global Trading Analytics (GTA), an independent provider of transaction cost analysis (TCA) services. The acquisition reinforces ACA’s commitment to enhancing its regulatory technology​​ capabilities […]

New York, NY – December 13, 2024 – ACA Group, the leading provider of governance, risk, and compliance (GRC) solutions, is proud to announce its inclusion in the industry celebrated RegTech100 list for the fifth consecutive year. This annual award highlights the most innovative and impactful companies driving advancements in regulatory technology. The 2025 RegTech100 list […]

ACA Group proudly announces its recognition as the Cybersecurity Winner at the 2024 Tech 50 Awards, presented by the Pittsburgh Technology Council. This award underscores ACA’s leadership in delivering cutting-edge governance, risk, and compliance (GRC) solutions, blending technology, advisory, and managed services to help organizations navigate today’s regulatory and risk challenges. The award also highlights […]

New York, London, December 10, 2024 – ACA Group (ACA), the leading provider of governance, risk, and compliance (GRC) solutions to clients in the financial services industry, today announced the launch of the next generation of ACA Vantage for ESGTM, its advanced ESG data management and risk monitoring solution. This enhanced platform is designed to collect […]

Discover the exciting careers and job openings available at ACA Group. Be part of a diverse team focused on growth, innovation, and excellence in GRC.

A paid week off for ACA employees in July, recognizing their going above and beyond in another challenging year. Wind back to Spring 2020 when the onset of COVID-19 saw firms globally shut their offices, little did we know that nearly two years on, we’d still be feeling the effects of the pandemic. And while […]

Employee Referral Form First Name of Client/Prospect Contact:* Last Name of Client/Prospect Contact:* Contact Phone Number:*Contact email Address:* Name of Client or Prospective Firm:*Primary Product Interest:* –None–AML and Financial CrimesCompliance AdvisoryCybersecurity, Technology Risk, and PrivacyDistribution SolutionsEncore AIESG Advisory Data and AnalyticsManaged ServicesMirabella Managed SolutionsPartnerships and AlliancesPerformance ServicesRegTech SolutionsProduct Family: Firm Type: –N

Christine Tetherly-Lewis is the Head of ACA’s Cybersecurity and Risk Advisory division and a Partner with ACA Group. Christine has over twenty-five years of technology and technology risk experience, fifteen years specifically in the registered investment advisor and banking sectors. Prior to leading the business, Christine led the Centers of Expertise, an SME resource pool […]

Kenny Clowers is the co-head of ACA’s global Regulatory Compliance practice. In this role, he is responsible for development and oversight of ACA’s regulatory compliance solutions, which leverage consulting, managed services, and technology to support over 6,400 financial services firms globally. Prior to assuming his current role, Kenny worked with ACA clients to find solutions […]

Kent Wegrzyn joined ACA in 2007 and currently serves as a Partner and Head of Core Accounts. In this role, he leads a team of Account Executives overseeing relationships with ACA’s core group of clients. His team is responsible for building and maintaining strong relationships with existing clients, and driving revenue growth by solutioning client […]

Partner with ACA Group, the global leader in compliance services, offering tailored solutions, expert insights, and innovative technology across countries.

ACA Group specializes in governance, risk, and compliance management for financial services firms. Founded by former regulators, we offer expert solutions.

Information Security ACA Group Information Security Policies As of March, 2021  ACA Group (“ACA”) has developed and implemented an Information Security Management Program (“ISMP”) to ensure that ACA has a robust information safeguarding program that addresses ACA’s information safeguarding obligations under applicable privacy and information safeguarding laws, as well as ACA’s contractual obligations. Specifically, ACA’s […]

Modern Slavery and Human Trafficking Transparency Statement Introduction ACA Group (“ACA”) is committed to combating modern slavery and human trafficking by identifying areas of potential risk in our business and supply chains, and implementing risk mitigation controls accordingly. This statement explains our current risk profile and the steps we have taken and those we plan […]

Connect with ACA Group's GRC professionals to help you launch, grow, and protect your business. Find us in New York and other key cities around the world.

ACA Group provides scalable compliance, risk, and technology solutions for financial services firms. Contact us to enhance your business's peace of mind.

Account Data Terms of Use “Account Data” means any and all data retrieved by Service Provider for distribution through or in connection with the System. “Subscriber Data” means all Authorized User registration information, usage information and other Authorized User information. Client shall use the Account Data solely on the Client website on which the Account […]

ComplianceAlpha Addendum to Standard Terms of Business The terms of this ComplianceAlpha Addendum to Standard Terms of Business (the “Addendum”) shall apply where ACA provides Client access to ACA’s ComplianceAlpha® System. 1. ACA Responsibilities ACA shall make the System and Documentation available to Client in accordance with the terms of the Order Form. The System […]

EC Third-Party Data and MAS Third-Party Data Terms of Use Client agrees and acknowledges that the CUSIP databases licensed by ACA (the “CUSIP Database”) and the information contained therein is and shall remain valuable intellectual property owned by, or licensed to, CGS and the American Bankers Association (“ABA”), and that no proprietary rights are being […]