
Bates Group is a financial-services consulting firm advising institutions on regulatory compliance, AML programs, and litigation support.
Official pages and third-party coverage in one index.
batesgroup.com27 items across 26 mapped pages · Crawled Sep 29, 2026
Official pages and third-party coverage in one index
We help banks, fintechs, lenders, and other financial services companies managing consumer-facing regulatory requirements.
We help clients with both proactive and reactive services to prepare for, respond to, and defend the litigation, regulatory, and reputational fallout of cyber incidents, privacy events, and technology-driven compliance obligations.
We help clients that require defensible handling of Electronically Stored Information (ESI), from internal investigations and regulatory inquiries to litigation and crisis response scenarios.
We help clients manage the cost, complexity, and defensibility of discovery across litigation, arbitration, regulatory inquiries, and internal investigations.
Bates Group MD Armin Sarabi attends the Kingdom Advisors Redeeming Money Conference Feb. 11-13, blending faith and finance for professional growth.
Explore rising enforcement risks in prediction markets as regulators increase scrutiny on insider trading, compliance, and event contract oversight.
Regulation S-P compliance deadline arrives as SEC examiners focus on cybersecurity controls, incident response, vendor oversight, and data protection.
Kurt Wachholz of Bates Group joins Compliance in Context to discuss how firms can build compliance officer judgment and reasoning in the AI era.
FinCEN permanently ends CTA beneficial ownership reporting for U.S. entities while CDD obligations remain for covered financial institutions.
Jennifer Selliers of Bates Group attends ICI’s inaugural CRL Conference in Nashville, focused on compliance, risk, legal, SEC priorities, and AI.
Deep Industry Expertise, Customized Approach