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Smart RIA
AddedFeb 15, 2024
UpdatedJun 18, 2026
Smart RIA

Smart RIA

SmartRIA: Cloud-based compliance software for investment advisors and CCOs.

HQ
Knoxville, TN, US
Founded
2011
Overview
Compare
Fundraising
Employees
Website

SmartRIA was founded to provide a robust, cloud-based compliance management solution tailored for compliance consultants, investment advisors, and Chief Compliance Officers (CCOs). The company's core mission is to simplify and streamline compliance processes for medium to enterprise Registered Investment Advisors (RIAs) and networks. SmartRIA offers advanced software solutions that cater to both complex compliance organizations and smaller RIA compliance teams, ensuring proactive and efficient compliance management.

Notable affiliates of SmartRIA include a diverse range of compliance officers, operations teams, investment advisors, and wealth managers who rely on its platform to meet regulatory requirements. The company has achieved significant milestones in the fintech industry by providing an intuitive and powerful tool that enhances compliance workflows. SmartRIA's impact is evident in its widespread adoption among RIAs, contributing to more efficient and effective compliance management across the financial advisory sector.

Smart RIA - Similar Companies

Hadrius logo

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ComplyGlobal logo

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Smart RIA - Quick Facts

Who are Smart RIA's competitors?

Companies similar to Smart RIA include Hadrius, Compliance.ai, Hadrius and Kompliant.

When was Smart RIA founded?

Smart RIA was founded in 2011.

Where is Smart RIA's headquarters located?

Smart RIA's headquarters is located in Knoxville, TN, US.

How much has Smart RIA raised to-date?

As of Mar 30, 2023, Smart RIA has raised a total of $1.7M (USD).

How many employees does Smart RIA have?

Smart RIA has 26 employees as of Feb 4, 2024.

Smart RIA - Classification

Ownership
  • Venture Capital
Technology
  • Cloud
Geographic Exposure
  • United States
Revenue
  • Recurring
  • Software
Customer
  • Enterprise
  • Small Business
Main Product
  • Compliance Software
Tags
  • Fintech
  • SaaS
NAICS
  • 513200Software Publishers
  • 510000Information
  • 513000Publishing Industries
  • 513210Software Publishers
SIC
  • 7300Business Services
  • 7370Computer Programming, Data Processing, And Other Computer Related
  • 7372Prepackaged Software