Finex LLP provides FCA appointed representative, regulatory hosting and regulatory umbrella services for investment firms, fund managers and advisers.

Capital introduction for investment managers and private equity, combining financial promotion review with institutional due diligence experience.

Finex LLP is a Companies House Authorised Corporate Service Provider offering identity verification for directors, beneficial owners and managing officers.

Finex LLP provides IT compliance, cybersecurity and operational resilience support for FCA regulated firms, fund managers and financial services businesses.

Finex LLP provides investment management secondment for experienced portfolio managers and teams, with compliance, operations and market infrastructure.

The page introduces the Finex LLP team, highlighting their experience in investment management, regulatory hosting, compliance, governance, and financial services operations.

Finex LLP provides investment management, appointed representative and regulatory hosting services. FCA authorised, SEC eRA and CFTC/NFA registered.

Finex LLP describes how it collects, uses, stores, and protects personal data under UK data protection law and the UK GDPR.

Finex LLP’s anti-bribery and corruption policy outlines its approach to prevention, governance, reporting, and regulatory compliance.

Finex LLP’s best execution policy for professional clients details the factors and arrangements used when executing or transmitting client orders.

Finex LLP’s complaints handling summary explains how to submit a complaint, expected response times, and escalation routes.

Finex LLP provides legal, regulatory, and website-use disclaimers for its services, communications, and online content.